Akio Takei
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Akio Takei, a licensed former licensee with CE reference ACR988. This person has 11.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-01 | 2015-06-30 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-01 | 2015-06-30 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-11-01 | 2015-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 - Asset management | 2004-09-13 | 2012-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2012-06-30 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Akio Takei during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.