Yolanda Nim Shuk Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yolanda Nim Shuk Yeung (楊念淑), a licensed Responsible Officer with CE reference ACR467. Currently licensed at 1 firm(s): Channel 8 Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-05 | present |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 4 - Advising on securities | 2016-12-05 | present |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 9 - Asset management | 2016-12-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 - Asset management | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-08 | 2014-01-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-08 | 2014-01-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-08 | 2014-01-27 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-01-27 | 2013-12-31 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 4 - Advising on securities | 2010-01-27 | 2013-12-31 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 9 - Asset management | 2010-01-27 | 2013-12-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-28 | 2008-12-04 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2004-01-13 | 2008-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yolanda Nim Shuk Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.