Siu Kee Lok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kee Lok (駱兆基), a licensed Responsible Officer with CE reference ACQ301. Currently licensed at 1 firm(s): Zhu Kuan International Financial Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhu Kuan International Financial Asset Management Company Limited 珠光國際金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-10 | present |
| Zhu Kuan International Financial Asset Management Company Limited 珠光國際金融資產管理有限公司 |
RO | Type 9 - Asset management | 2026-07-10 | present |
| All Well Capital Limited 中正金融資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-12 | 2026-03-13 |
| All Well Capital Limited 中正金融資本有限公司 |
Rep | Type 9 - Asset management | 2025-11-12 | 2026-03-13 |
| All Well Capital Limited 中正金融資本有限公司 |
RO | Type 4 - Advising on securities | 2017-07-11 | 2025-11-12 |
| All Well Capital Limited 中正金融資本有限公司 |
RO | Type 9 - Asset management | 2017-07-11 | 2025-11-12 |
| Grand View Securities Limited 宏滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-16 | 2024-05-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2011-10-26 | 2016-12-06 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-21 | 2016-12-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-24 | 2016-12-06 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-27 | 2007-12-01 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-27 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-24 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-24 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kee Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.