John Johng Yun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Johng Yun Kim, a licensed Responsible Officer with CE reference ACP274. Currently licensed at 1 firm(s): Carlyle Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.7 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Asia Limited 凱雷投資集團有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-08 | present |
| Carlyle Asia Limited 凱雷投資集團有限公司 |
RO | Type 4 - Advising on securities | 2021-10-08 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2014-11-11 | 2019-11-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 - Advising on corporate finance | 2014-11-11 | 2019-11-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2003-12-02 | 2014-11-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2003-12-02 | 2014-11-11 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as John Johng Yun Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Janine Junyuan Feng | Carlyle Asia Limited | 2021–present |
| Xiang Dong Yang | Carlyle Asia Limited | 2021–present |
| Gregory Michael Zeluck | Carlyle Asia Limited | 2021–present |
| Shang-Chen Lin | Carlyle Asia Limited | 2021–present |
| Ling Yang | Carlyle Asia Limited | 2021–present |
| Qixian Wang | Carlyle Asia Limited | 2022–present |
| Yu Hu | Carlyle Asia Limited | 2022–2025 |
| Patrick Thomas Siewert | Carlyle Asia Limited | 2021–2023 |
| Liwei Fan | Carlyle Asia Limited | 2026–present |