Joseph Patrick Stevens
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Patrick Stevens, a licensed former licensee with CE reference ACO639. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-03-17 | 2006-09-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2005-03-17 | 2006-09-30 |