Nicholas James Andrews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Andrews, a licensed former licensee with CE reference ACM817. This person has 8.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-02 | 2012-06-29 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2005-05-18 | 2009-11-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-11-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas James Andrews during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.