Shuk Kwan Cho
曹淑君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Kwan Cho (曹淑君), a licensed former licensee with CE reference ACL804. This person has 9.3 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2012-07-14 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-07-14 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Kwan Cho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| David Wai Loh | D.J. Securities Limited | 2003–2012 |
| Tin Chu Lau | D.J. Securities Limited | 2003 |
| Kai Yip Ho | D.J. Securities Limited | 2011–2012 |