Simon Roderick Harding
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Roderick Harding, a licensed former licensee with CE reference ACL748. This person has 18.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-28 | 2022-09-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-01-18 | 2022-09-01 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-21 | 2007-12-06 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-01-21 | 2008-09-01 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-09 | 2005-06-03 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-01-09 | 2005-06-09 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-01-09 | 2005-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Roderick Harding during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.