Yee Kwan Lam

林懿君
CE No. ACI910 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Kwan Lam (林懿君), a licensed former licensee with CE reference ACI910. This person has 7.1 years of SFC licence history. Total licence records on file: 15.

Information

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Licence history

FirmRoleRegulated activityFromTo
FT Securities Limited
富通證券有限公司		 RO Type 1 - Dealing in securities 2011-01-11 2012-01-16
FT Securities Limited
富通證券有限公司		 RO Type 2 - Dealing in futures contracts 2011-01-11 2012-01-16
FT Securities Limited
富通證券有限公司		 RO Type 4 - Advising on securities 2011-01-11 2012-01-16
FT Securities Limited
富通證券有限公司		 RO Type 5 - Advising on futures contracts 2011-01-11 2012-01-16
FT Securities Limited
富通證券有限公司		 Rep Type 2 - Dealing in futures contracts 2008-05-26 2011-01-11
FT Securities Limited
富通證券有限公司		 Rep Type 5 - Advising on futures contracts 2008-05-26 2011-01-11
FT Securities Limited
富通證券有限公司		 Rep Type 1 - Dealing in securities 2008-04-17 2011-01-11
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司		 Rep Type 1 - Dealing in securities 2004-11-23 2008-04-03
FT Securities Limited
富通證券有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2003-04-04
Jefferies Bache (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2003-04-04
FT Securities Limited
富通證券有限公司		 Rep Type 4 - Advising on securities Pre-2003 2003-04-04
Jefferies Bache (Hong Kong) Limited Rep Type 5 - Advising on futures contracts Pre-2003 2003-04-04
FT Securities Limited
富通證券有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2003-04-04
FT Securities Limited
富通證券有限公司		 Rep Type 9 - Asset management Pre-2003 2003-04-04
Jefferies Bache (Hong Kong) Limited Rep Type 9 - Asset management Pre-2003 2003-04-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Kwan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Po Chuen Chu FT Securities Limited 2003–2011
Ping Hung Shum FT Securities Limited 2003–2011
Chi Wai Chan FT Securities Limited 2003–2012
Leo Cyril D. Noche FT Securities Limited 2003–2011
David Carven Yung Yee Se FT Securities Limited 2003–2010
Raymond Yee Wa Lau FT Securities Limited 2003–2010
Irene Yin Wah Cheng FT Securities Limited 2003–2010
Barbara Lai Kuen Shuen FT Securities Limited 2003–2010
Nicholas Sai Wing Cheung FT Securities Limited 2003–2010
Kin Cheong FT Securities Limited 2003–2010
Annabella Yuk Ha Cheung FT Securities Limited 2003–2010
Yvonne Ngan Sui Cheung FT Securities Limited 2003–2010
Samson Tai Pang Kwok FT Securities Limited 2003–2010
Wai Yi Lai FT Securities Limited 2003–2010
Yu Sang Lee FT Securities Limited 2003–2010
Yim Yin Lui FT Securities Limited 2003–2010
Luzviminda Cabanatan Leung FT Securities Limited 2003–2010
Alexander Booth MacDonald FT Securities Limited 2003–2010
Kai Feng Cecilia Ng FT Securities Limited 2003–2010
Yin Man Pun FT Securities Limited 2003–2010
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