Yuk Kuen Kwok
郭玉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kuen Kwok (郭玉娟), a licensed former licensee with CE reference ACI636. This person has 2.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-23 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-23 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-23 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Kuen Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Ling Au | Fairwin Broking Limited | 2003–2005 |
| Yuen Chu Ho | Fairwin Broking Limited | 2003–2005 |
| Shui Gee Lucy Lu | Fairwin Broking Limited | 2003–2005 |
| David Yau Wai Kwong | Fairwin Broking Limited | 2003–2005 |
| Yu Pun Ng | Fairwin Broking Limited | 2003–2005 |
| Wing Kwan Woo | Fairwin Broking Limited | 2003–2005 |