Yiu Ki Li
李耀祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Ki Li (李耀祺), a licensed former licensee with CE reference ACI106. This person has 8.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
RO | Type 4 - Advising on securities | 2007-09-18 | 2012-11-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
RO | Type 9 - Asset management | 2007-09-18 | 2012-11-28 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-12 | 2007-09-18 |
| Shanghai Commercial Bank Trustee Limited 上海商業銀行信託有限公司 |
Rep | Type 9 - Asset management | 2004-11-12 | 2007-09-18 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Ki Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Sek Chi Kwok | Shanghai Commercial Bank Trustee Limited | 2004–2012 |
| Ka Ho Ng | Shanghai Commercial Bank Trustee Limited | 2004–2012 |
| Pui Kam Tse | Shanghai Commercial Bank Trustee Limited | 2004–2009 |