Nicole Shuk Kam Yuen
袁淑琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Shuk Kam Yuen (袁淑琴), a licensed former licensee with CE reference ACH708. This person has 16.4 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-19 | 2022-11-17 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-19 | 2022-11-17 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 - Asset management | 2020-10-19 | 2022-11-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-19 | 2017-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-06-19 | 2017-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-19 | 2014-06-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-19 | 2014-06-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-06-15 | 2012-03-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-03-24 | 2012-03-21 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-04 |
| UBS Securities Asia Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicole Shuk Kam Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ronald Yat Sau Cheung | Optimas Capital Limited | 2020–2022 |
| Hao Feng Lu | Optimas Capital Limited | 2020–2022 |
| Ying Kin Wong | Optimas Capital Limited | 2020–2022 |
| Thomas Hong Man Wong | Optimas Capital Limited | 2020–2022 |
| Xiaoxiao Geng | Optimas Capital Limited | 2020–2022 |
| Raymond Man Wai Ching | Optimas Capital Limited | 2020–2022 |
| Zhiran Zhou | Optimas Capital Limited | 2020–2022 |
| Yongzhi Jiang | Optimas Capital Limited | 2020–2022 |
| Yan Yan | Optimas Capital Limited | 2020–2022 |
| Chao Chen | Optimas Capital Limited | 2020–2022 |
| Hiromasa Ikeda | Optimas Capital Limited | 2021–2022 |
| Takaya Minoura | Optimas Capital Limited | 2021–2022 |
| Zhuangsheng Lin | Optimas Capital Limited | 2021–2022 |
| Xiaoqing Shi | Optimas Capital Limited | 2020–2021 |
| Jenie Ching Yee Fung | Optimas Capital Limited | 2020–2021 |
| Chi Shun Lam | Optimas Capital Limited | 2021–2022 |
| Saurabh Agrawal | Optimas Capital Limited | 2021–2022 |
| Kihyuck Lee | Optimas Capital Limited | 2021–2022 |
| Kim Keung Yung | Optimas Capital Limited | 2021–2022 |
| Yinuo Wang | Optimas Capital Limited | 2021–2022 |