Wai Kee Tang
鄧偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kee Tang (鄧偉基), a licensed former licensee with CE reference ACG544. This person has 13.5 years of SFC licence history. Total licence records on file: 43.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-15 | 2022-11-14 |
| Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-15 | 2022-11-14 |
| Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司 |
RO | Type 9 - Asset management | 2020-06-15 | 2022-11-14 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-19 | 2019-05-20 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 9 - Asset management | 2018-11-19 | 2019-05-20 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-14 | 2018-11-19 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 - Asset management | 2018-09-14 | 2018-11-19 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-04 | 2018-08-01 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-04 | 2018-08-01 |
| Dakin Asset Management Limited 德健資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-04 | 2018-08-01 |
| Dakin Securities Limited 德健證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-13 | 2018-06-04 |
| Dakin Asset Management Limited 德健資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-13 | 2018-06-04 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-08 | 2017-10-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-08 | 2017-10-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 - Asset management | 2017-08-08 | 2017-10-31 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-26 | 2016-05-05 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-28 | 2016-05-05 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-07-28 | 2016-05-05 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 - Advising on securities | 2015-07-28 | 2016-05-05 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 - Asset management | 2015-07-28 | 2016-05-05 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-04 | 2012-06-30 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-08-04 | 2012-06-30 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-29 | 2011-08-04 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-29 | 2011-08-04 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-11 | 2011-06-29 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-11-11 | 2011-06-29 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-11-11 | 2011-06-29 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-16 | 2010-11-11 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-16 | 2010-11-11 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-09-16 | 2010-11-11 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-01-04 | 2010-08-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-07-07 | 2010-08-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-01-23 | 2010-08-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2009-01-23 | 2010-08-21 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-12-11 | 2010-04-27 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 - Advising on securities | 2008-03-27 | 2010-04-27 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 9 - Asset management | 2008-03-27 | 2010-04-27 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-31 | 2010-04-27 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-10-10 | 2007-07-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2006-10-10 | 2007-07-31 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-11 | 2006-09-30 |
| HKFN Wealth Strategy Limited 財路財富策略有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-11-11 |
| HKFN Wealth Strategy Limited 財路財富策略有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kee Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.