Charlotte Cheng Mei Lee
李正美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Cheng Mei Lee (李正美), a licensed former licensee with CE reference ACC327. This person has 3.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-05-21 | 2008-04-16 |
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-05-21 | 2008-10-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2005-12-20 | 2006-06-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2005-09-17 | 2006-06-28 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-08-19 | 2004-09-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-08-19 | 2004-09-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-08-19 | 2004-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlotte Cheng Mei Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.