Royce Chi Yau Ling
凌志友
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Royce Chi Yau Ling (凌志友), a licensed former licensee with CE reference ACC188. This person has 5.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-10 | 2008-10-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-31 | 2008-10-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-01-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-31 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Royce Chi Yau Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.