Sau Ming Chan
陳秀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ming Chan (陳秀明), a licensed former licensee with CE reference ACA915. This person has 20.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2024-01-11 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-09 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.