Eric Yam Pui Lo
盧任培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Yam Pui Lo (盧任培), a licensed former licensee with CE reference ACA520. This person has 16.1 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-26 | 2019-11-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-08 | 2019-11-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-04-08 | 2019-11-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-08 | 2019-11-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-10 | 2019-04-08 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-10 | 2019-04-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-05 | 2018-12-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-05 | 2018-12-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2013-06-17 | 2018-03-16 |
| iBest Consultants Limited | RO | Type 2 - Dealing in futures contracts | 2012-03-23 | 2017-06-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-04-14 | 2018-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2008-04-14 | 2018-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-03 | 2008-04-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-04-08 | 2018-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-04-08 | 2018-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-12-18 | 2013-06-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-04-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-04-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Yam Pui Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.