Terry San Kong Pan
潘新江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry San Kong Pan (潘新江), a licensed former licensee with CE reference ABZ342. This person has 21.2 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 2 - Dealing in futures contracts | 2022-01-13 | 2024-06-30 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2015-04-21 | 2024-06-30 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-21 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | 2015-04-21 | 2024-06-30 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 - Asset management | 2015-04-21 | 2024-06-30 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-02 | 2015-04-21 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2015-02-02 | 2015-04-21 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2015-02-02 | 2015-04-21 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2015-02-02 | 2015-04-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 - Asset management | 2007-03-20 | 2015-01-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-27 | 2015-01-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2005-01-27 | 2015-01-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 - Asset management | 2005-01-27 | 2015-01-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-07 | 2005-01-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Terry San Kong Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.