Kwong Yiu Lee
李光耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yiu Lee (李光耀), a licensed former licensee with CE reference ABT609. This person has 21.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-11 | 2025-03-03 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-02 | 2013-10-31 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-02 | 2013-05-31 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-07-31 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-07-31 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yiu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.