Alex Wai Chi Chow
鄒偉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Wai Chi Chow (鄒偉智), a licensed Representative with CE reference ABS168. Currently licensed at 1 firm(s): Hung Sing Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-11-23 | 2020-06-29 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-11-23 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-30 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-30 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Wai Chi Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.