Yiu Kie Chan
陳耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kie Chan (陳耀基), a licensed former licensee with CE reference ABP391. This person has 15.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-12 | 2019-01-29 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2018-10-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-06 | 2015-05-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-20 | 2009-04-01 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-02 | 2008-03-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-02 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Kie Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.