Wendy Wai Yee Ko
高慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Yee Ko (高慧儀), a licensed former licensee with CE reference ABN704. This person has 13.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-03 | 2020-10-27 |
| Ruffer (Asia) Limited | Rep | Type 9 - Asset management | 2013-10-15 | 2015-07-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-14 | 2013-09-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-01 | 2006-09-26 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Wai Yee Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mary Charlotte McBain | Ruffer (Asia) Limited | 2013–2015 |
| Alexander Barnett | Ruffer (Asia) Limited | 2013–2015 |
| Guy Alexander Pelham Thornewill | Ruffer (Asia) Limited | 2013–2015 |
| Myles Columba Marmion | Ruffer (Asia) Limited | 2014–2015 |
| Rosina Jane Tufnell | Ruffer (Asia) Limited | 2013–2014 |
| Edward Corso Nelson Donati | Ruffer (Asia) Limited | 2013 |