Don Ting Lam
林挺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Don Ting Lam (林挺), a licensed former licensee with CE reference ABN490. This person has 18.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-21 | 2022-01-14 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2018-08-21 | 2022-01-14 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-19 | 2022-01-14 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-09-19 | 2022-01-14 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-01-22 | 2017-05-27 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-14 | 2017-05-27 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-14 | 2016-01-22 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-06-03 | 2015-11-20 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-07-10 | 2015-11-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-14 | 2015-11-20 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-07-10 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Don Ting Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.