Tung Woo Lam
林東湖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Woo Lam (林東湖), a licensed Responsible Officer with CE reference ABM980. Currently licensed at 1 firm(s): China System Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China System Securities Limited 華信證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-24 | present |
| China System Securities Limited 華信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-17 | 2008-07-24 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-10-16 | 2008-06-16 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-15 | 2003-10-16 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-15 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-05 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-05 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Woo Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.