Carmela Yin Mei Lau
劉燕薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmela Yin Mei Lau (劉燕薇), a licensed former licensee with CE reference ABM705. This person has 13.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-25 | 2017-11-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-17 | 2014-04-01 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-17 | 2014-04-01 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-05 | 2006-06-23 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-05 | 2006-06-23 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2005-10-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-30 | 2005-01-26 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-30 | 2005-10-03 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmela Yin Mei Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.