Kuo Chun Chang
張果軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo Chun Chang (張果軍), a licensed former licensee with CE reference ABH441. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-01 |