Roderick Peter Sykes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderick Peter Sykes, a licensed former licensee with CE reference ABE627. This person has 2.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-26 | 2020-03-13 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-02 | 2020-03-13 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2017-12-20 | 2018-10-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2005-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2005-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-06-28 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-06-28 | 2005-07-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Roderick Peter Sykes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Yee Chan | Calibration Partners (Hong Kong) Limited | 2019–2020 |
| James Teik Beng Lim | Calibration Partners (Hong Kong) Limited | 2019–2020 |
| Gilbert Ling Biu Tsang | Calibration Partners (Hong Kong) Limited | 2019–2020 |
| Alice Siao Yun Liew | Calibration Partners (Hong Kong) Limited | 2019–2020 |
| Felix Tingtsun Leung | Calibration Partners (Hong Kong) Limited | 2019–2020 |