Kam Kay Au-Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kay Au-Yeung (歐陽錦基), a licensed Responsible Officer with CE reference ABA474. Currently licensed at 2 firm(s): Jing Pu Securities Limited, Jing Pu Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jing Pu Securities Limited 璟璞證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-09 | present |
| Jing Pu Capital Limited 璟璞資本有限公司 |
RO | Type 4 - Advising on securities | 2026-03-09 | present |
| Jing Pu Capital Limited 璟璞資本有限公司 |
RO | Type 9 - Asset management | 2026-03-09 | present |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-21 | 2024-12-06 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 4 - Advising on securities | 2024-11-21 | 2024-12-06 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 9 - Asset management | 2024-11-21 | 2024-12-06 |
| C&F Asset Management HK Limited | RO | Type 4 - Advising on securities | 2023-05-11 | 2024-09-30 |
| C&F Asset Management HK Limited | RO | Type 9 - Asset management | 2023-05-11 | 2024-09-30 |
| YONXI Securities Limited 雍熙證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-27 | 2022-04-27 |
| YONXI Securities Limited 雍熙證券有限公司 |
RO | Type 4 - Advising on securities | 2021-01-27 | 2022-04-27 |
| YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 |
RO | Type 9 - Asset management | 2018-12-06 | 2022-01-31 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-07-03 | 2018-05-18 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-07-03 | 2018-05-18 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 - Asset management | 2013-07-03 | 2018-05-18 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-31 | 2013-04-30 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2010-08-12 | 2013-04-30 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2010-08-12 | 2013-04-30 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-12 | 2010-08-12 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-07-12 | 2010-08-12 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-07-10 | 2010-06-03 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 - Asset management | 2008-07-10 | 2010-06-03 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-04-03 | 2007-09-05 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-04-03 | 2007-09-05 |
| Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 |
RO | Type 9 - Asset management | 2005-03-02 | 2006-01-01 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-01 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Kay Au-Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.