Chor Wah Richard Lum
林楚華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Wah Richard Lum (林楚華), a licensed former licensee with CE reference ABA078. This person has 18.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 4 - Advising on securities | 2003-08-07 | 2021-10-18 |
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 9 - Asset management | 2003-08-07 | 2021-10-18 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Chor Wah Richard Lum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Yiu Lau | United Gain Investment Limited | 2003–2021 |
| Ying Ying Wong | United Gain Investment Limited | 2010–2019 |
| Ka Ho Cheng | United Gain Investment Limited | 2016–2021 |
| Kevin Chung Kiu Shum | United Gain Investment Limited | 2007–2011 |
| Lok Hui | United Gain Investment Limited | 2014–2016 |
| Scott Kin Chung Tsoi | United Gain Investment Limited | 2019–2021 |
| Leo Kei Shui Yan | United Gain Investment Limited | 2011–2013 |
| Thomas Chi Yin Lau | United Gain Investment Limited | 2021 |