Yee Tak Lau
劉義德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Tak Lau (劉義德), a licensed former licensee with CE reference AAY234. This person has 11.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-05 | 2014-05-15 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-06 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Tak Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.