Robert John Rountree
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Rountree, a licensed former licensee with CE reference AAW380. This person has 16.0 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 - Dealing in securities | 2011-10-07 | 2019-04-12 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2003-12-09 | 2019-04-12 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 - Asset management | 2003-12-03 | 2011-08-26 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-11 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-11 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert John Rountree during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.