Pappy Yuk Ying Au
區玉瑛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pappy Yuk Ying Au (區玉瑛), a licensed former licensee with CE reference AAV908. This person has 8.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-18 | 2011-12-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-18 | 2011-12-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-25 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-10-27 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Pappy Yuk Ying Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.