Paul Conor McKenzie

CE No. AAV863 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Conor McKenzie, a licensed former licensee with CE reference AAV863. This person has 16.9 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities 2012-12-24 2020-02-13
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2003-07-02 2012-12-24
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-06-25
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-07-22
CLSA Limited
中信里昂證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-06-25
CLSA Limited
中信里昂證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-06-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Conor McKenzie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Edmund Hugh Bradley CLSA Research Limited 2003–2012
Daniel Johannes Schutte CLSA Research Limited 2003–2012
Wai Lok Man CLSA Research Limited 2003–2012
Heung Yik Leung CLSA Research Limited 2003–2012
Christopher James Russell Wood CLSA Research Limited 2003–2012
Francis Yiu Cheong Cheung CLSA Research Limited 2003–2012
Amar Singh Gill CLSA Research Limited 2003–2012
Andrew Tasman Driscoll CLSA Research Limited 2005–2012
Aaron Alexander Fischer CLSA Research Limited 2005–2012
Christopher Michael Lobello CLSA Research Limited 2003–2011
William James Angus Graham CLSA Research Limited 2004–2011
Nicholas Willoughby Cashmore CLSA Research Limited 2004–2012
Ting Sze Tsoi CLSA Research Limited 2003–2010
Simon Philip Powell CLSA Research Limited 2006–2012
Yim Wong CLSA Research Limited 2006–2012
Jolyon Charles Montague CLSA Research Limited 2003–2009
Ming-Kai Cheng CLSA Research Limited 2005–2011
Andrew Shawn Reynolds CLSA Research Limited 2003–2009
James Scott Laprise CLSA Research Limited 2007–2012
Chia-Chi Chen CLSA Research Limited 2007–2012
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