Jessica Lee Temple McCarroll

CE No. AAU810 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Lee Temple McCarroll, a licensed former licensee with CE reference AAU810. This person has 17.2 years of SFC licence history. Total licence records on file: 17.

Information

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Licence history

FirmRoleRegulated activityFromTo
Lynx Investment Partners Limited RO Type 4 - Advising on securities 2016-04-06 2019-12-09
Lynx Investment Partners Limited RO Type 9 - Asset management 2016-04-06 2021-06-24
orientiert International Markets Limited Rep Type 9 - Asset management 2015-03-03 2016-03-31
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 9 - Asset management 2015-02-23 2015-02-28
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
RO Type 1 - Dealing in securities 2013-01-10 2015-02-23
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
RO Type 4 - Advising on securities 2013-01-10 2015-02-23
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
RO Type 9 - Asset management 2013-01-10 2015-02-23
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 1 - Dealing in securities 2013-01-03 2013-01-10
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 4 - Advising on securities 2013-01-03 2013-01-10
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 9 - Asset management 2013-01-03 2013-01-10
BGC Securities (Hong Kong) LLC RO Type 4 - Advising on securities 2011-10-19 2012-12-13
BGC Securities (Hong Kong) LLC RO Type 5 - Advising on futures contracts 2011-10-19 2012-12-13
BGC Securities (Hong Kong) LLC RO Type 9 - Asset management 2011-10-19 2012-12-13
Liquid Capital Securities Hong Kong Limited RO Type 1 - Dealing in securities 2010-06-09 2011-03-30
Liquid Capital Securities Hong Kong Limited RO Type 2 - Dealing in futures contracts 2010-06-09 2011-03-30
Liquid Capital Securities Hong Kong Limited RO Type 9 - Asset management 2010-06-09 2011-06-30
Lynx Portfolio Limited RO Type 9 - Asset management Pre-2003 2009-10-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jessica Lee Temple McCarroll during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Geoffrey Simon Palmer Lynx Portfolio Limited 2004–2009
Lesley Ann Murray Lynx Portfolio Limited 2003–2009
Michael Raza Imam Silverhorn Investment Advisors Limited 2013–2015
Jurg Hans Niederberger Silverhorn Investment Advisors Limited 2013–2015
Wing Nin Wong Silverhorn Investment Advisors Limited 2013–2015
Levan Shanidze Silverhorn Investment Advisors Limited 2013–2015
Simon James Cubells Silverhorn Investment Advisors Limited 2013–2015
Yin Sheung Shum Silverhorn Investment Advisors Limited 2013–2015
Yuk Poon Silverhorn Investment Advisors Limited 2013–2015
Raphael Francesco Gaglio Silverhorn Investment Advisors Limited 2013–2014
Joel Simon Gasche Silverhorn Investment Advisors Limited 2014–2015
Paul Alexander Breen Lynx Portfolio Limited 2007
Barbara Lai Sheung Wong Silverhorn Investment Advisors Limited 2013–2015
Amy Pui Ling Siu Silverhorn Investment Advisors Limited 2013–2015
Gerhard Wilhelm Riegler Silverhorn Investment Advisors Limited 2013–2015
Lucy Jane Sutro orientiert International Markets Limited 2015–2016
Paul Henry Smith orientiert International Markets Limited 2015–2016
Simon John Cox orientiert International Markets Limited 2015–2016
Simon James Potter orientiert International Markets Limited 2015–2016
Dhileepan Parameswaran orientiert International Markets Limited 2015
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