Anthony Kai Yiu Lo
羅啟耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Kai Yiu Lo (羅啟耀), a licensed former licensee with CE reference AAP861. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Kai Yiu Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.