Davy Kwok Yuen Chow

周國遠
CE No. AAK446 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Davy Kwok Yuen Chow (周國遠), a licensed former licensee with CE reference AAK446. This person has 5.1 years of SFC licence history. Total licence records on file: 4.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2007-09-19 2008-05-01
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2008-05-01
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-02-20
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Davy Kwok Yuen Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Vancy Wai Ching Cheung Southwest Securities (HK) Futures Limited 2003–2008
Lai Yin Chan Southwest Securities (HK) Futures Limited 2003–2008
Chak Wai Choy Southwest Securities (HK) Futures Limited 2003–2008
Yau Wah Shiu Southwest Securities (HK) Futures Limited 2003–2008
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2003–2008
Kai Chi Yip Southwest Securities (HK) Futures Limited 2003–2008
Tsz Bun Au Yeung Southwest Securities (HK) Futures Limited 2003–2008
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2003–2008
Lap Yan Chu Southwest Securities (HK) Futures Limited 2003–2008
Nai Shun Cheung Southwest Securities (HK) Futures Limited 2003–2008
Yin Shan Chow Southwest Securities (HK) Futures Limited 2003–2008
Ka Pui Chan Southwest Securities (HK) Futures Limited 2003–2008
Kwan Dik Ho Southwest Securities (HK) Futures Limited 2003–2008
Ying Kit Hui Southwest Securities (HK) Futures Limited 2003–2008
Hung Kwong Lee Southwest Securities (HK) Futures Limited 2003–2008
Elaine Yim Ling Lau Southwest Securities (HK) Futures Limited 2003–2008
Mandy Choi Ying Lam Southwest Securities (HK) Futures Limited 2003–2008
Dixon Tit Chu Poon Southwest Securities (HK) Futures Limited 2003–2008
Bowie Chi Kit So Southwest Securities (HK) Futures Limited 2003–2008
Sai Man Ting Southwest Securities (HK) Futures Limited 2003–2008
Explore the interactive colleague network →

Related