Jose Augusto Maria da Rosa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jose Augusto Maria da Rosa, a licensed former licensee with CE reference AAK360. This person has 19.7 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2022-12-19 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-11 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-11 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-11 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jose Augusto Maria da Rosa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tai Yue Chan | Rosa Securities Limited | 2003–2022 |
| Rosa Fatima Pereira da Rosa | Rosa Securities Limited | 2003–2022 |
| David Augusto da Rosa | Rosa Securities Limited | 2003–2022 |
| Kin Tong Chan | Rosa Securities Limited | 2003–2009 |
| Corlia Wai Ping Ng | Rosa Securities Limited | 2009–2022 |
| Albert Ting Fun Chan | Rosa Securities Limited | 2006–2013 |
| Yuk Tung Sin | Rosa Securities Limited | 2008–2011 |
| Wai Chung Leung | Rosa Securities Limited | 2011–2014 |
| Sai Fong Doo | Rosa Securities Limited | 2003–2004 |
| Heung Fai Hui | Rosa Securities Limited | 2008–2010 |
| Chi Yuen Lam | Rosa Securities Limited | 2005–2006 |
| Tin Kay Hui | Rosa Securities Limited | 2003–2004 |
| Po Yee Sun | Rosa Securities Limited | 2003 |
| Joao Augusto Maria Rosa | Rosa Securities Limited | 2003 |
| Chiu Kai Chau | Rosa Securities Limited | 2003 |
| Chiu Yin Chau | Rosa Securities Limited | 2003 |
| Tommy Chung Hau Yan | Rosa Securities Limited | 2007–2008 |
| Chun Wa Lai | Rosa Securities Limited | 2007 |
| Chak Fai Chan | Rosa Securities Limited | 2004 |
| Chan Kin Louis Cheng | Rosa Securities Limited | 2003 |