Yin Tat Lui
雷賢達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Tat Lui (雷賢達), a licensed former licensee with CE reference AAJ229. This person has 13.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-17 | 2016-04-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-03-17 | 2013-02-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-03-17 | 2013-02-01 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2009-03-17 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-03-17 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-13 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-01 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2009-03-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Tat Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.