Eleanor Kam Yiu Ng
吳金瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eleanor Kam Yiu Ng (吳金瑤), a licensed former licensee with CE reference AAJ155. This person has 20.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-03 | 2023-07-14 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-09-24 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eleanor Kam Yiu Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.