Yiu Ming Ho
何耀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Ming Ho (何耀明), a licensed former licensee with CE reference AAI982. This person has 19.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 - Asset management | 2019-06-27 | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-08-04 | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2022-12-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-11-19 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-11-19 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2022-12-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-21 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-31 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Ming Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.