Patrick Sun
辛定華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Sun (辛定華), a licensed former licensee with CE reference AAI271. This person has 14.3 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-28 | 2019-06-17 |
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-05-13 | 2019-06-17 |
| Proton Capital Limited 普頓資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-31 | 2010-05-13 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 - Advising on securities | 2008-04-21 | 2009-10-02 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 1 - Dealing in securities | 2006-12-21 | 2009-10-02 |
| Ethk Funds Limited | RO | Type 4 - Advising on securities | 2006-12-21 | 2008-07-07 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-12-21 | 2009-10-02 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2006-12-21 | 2008-07-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2005-10-03 | 2006-06-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-08-04 | 2006-06-01 |
| Sinochem Kingsway Asset Management Limited | RO | Type 6 - Advising on corporate finance | 2005-08-04 | 2006-06-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2005-08-04 | 2006-06-01 |
| Sinochem Kingsway Asset Management Limited | RO | Type 9 - Asset management | 2005-08-04 | 2006-06-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-25 | 2006-06-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-08-25 | 2006-06-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-08-25 | 2006-06-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-02-26 | 2004-08-25 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-02-26 | 2004-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.