Hung Kin Soo
蘇洪堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Kin Soo (蘇洪堅), a licensed former licensee with CE reference AAH798. This person has 15.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-09 | 2018-03-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-03-06 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-29 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung Kin Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ming Chu | Soo Pui Chen Securities Limited | 2009–2018 |
| Simon Shiu Cheung Soo | Soo Pui Chen Securities Limited | 2009–2018 |
| Pik Yu Kwok | Soo Pui Chen Securities Limited | 2009–2018 |
| James Ying Yin Liu | Mars Securities Company Limited | 2003–2009 |
| Yet Chi Fung | Mars Securities Company Limited | 2003–2009 |
| Joanna Chung Yan Liu | Mars Securities Company Limited | 2003–2009 |
| Diana Shuk Tuen Tam | Mars Securities Company Limited | 2003–2009 |
| Shirley Shuk Yee Ng | Mars Securities Company Limited | 2003–2006 |
| Pui Ling Cheung | Mars Securities Company Limited | 2005–2009 |
| Katherine King Wai Ip Yuen | Soo Pui Chen Securities Limited | 2018 |