Samuel Tak Sing Chu
朱德勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Tak Sing Chu (朱德勝), a licensed Responsible Officer with CE reference AAH404. Currently licensed at 1 firm(s): Tat Lee Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-15 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-15 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Tak Sing Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.