Wai Hing Kam
金蕙卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hing Kam (金蕙卿), a licensed Responsible Officer with CE reference AAH399. Currently licensed at 1 firm(s): Tat Lee Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-15 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-15 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hing Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.