Shing Wai Yiu
姚盛慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wai Yiu (姚盛慧), a licensed Responsible Officer with CE reference AAG891. Currently licensed at 1 firm(s): Yellow River Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Securities Limited 黃河證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-13 | present |
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-03 | 2020-02-13 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-12 | 2019-11-02 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | 2018-04-12 | 2019-11-02 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-26 | 2018-04-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-25 | 2018-03-02 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-31 | 2018-03-02 |
| SFGHK Limited | RO | Type 1 - Dealing in securities | 2011-09-06 | 2016-08-21 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-08-11 | 2011-09-04 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-15 | 2011-09-04 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-15 | 2010-08-11 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-26 | 2010-06-10 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Wai Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Linyi Li | Yellow River Securities Limited | 2020–present |
| Eddie Wai Man Ip | Goldin Equities Limited | 2010–2018 |
| Cheung Kui Hui | Goldin Equities Limited | 2010–2016 |
| Shu Kay Chow | Goldin Equities Limited | 2010–2018 |
| Billy Chun Fai Tang | Goldin Equities Limited | 2010–2018 |
| Peter Andrew Giles | Goldin Equities Limited | 2010–2018 |
| Pui Wah Leung | Goldin Equities Limited | 2010–2018 |
| Kit Sai Tam | Goldin Equities Limited | 2010–2018 |
| Fung Kit Cheng | SFGHK Limited | 2011–2016 |
| Albert Kwok Hing Poon | Goldin Equities Limited | 2010–2014 |
| Howard Lok Him Wong | Goldin Equities Limited | 2010–2012 |
| Chi Yin Chan | SFGHK Limited | 2012–2014 |
| Nicholas Mark Langford | Goldin Equities Limited | 2013–2015 |
| Po Chin Wong | Yellow River Securities Limited | 2020–2021 |
| Sin Cheung Ho | Goldin Equities Limited | 2010–2011 |
| Fan Xie | Yellow River Securities Limited | 2020 |
| Ming Ho Cheng | Goldin Equities Limited | 2010–2011 |
| Chi Ming Chung | FT Securities Limited | 2018–2019 |
| Lu Deng | Yellow River Securities Limited | 2024 |
| Yee Cheung | FT Securities Limited | 2018–2019 |