Albert Kwok Hing Poon
潘國興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Kwok Hing Poon (潘國興), a licensed former licensee with CE reference AAI064. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-22 | 2024-06-21 |
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-12-22 | 2024-06-21 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-19 | 2014-04-07 |
| Goldin Financial Limited 高銀融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-06-01 | 2014-04-07 |
| Shang Hua Capital Limited 上華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-04 | 2007-06-21 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-24 | 2007-02-01 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 — Advising on securities | 2005-11-24 | 2007-02-01 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-01 | 2005-11-21 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-11-21 |