Ping Man Shum
沈炳文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Man Shum (沈炳文), a licensed former licensee with CE reference AAG678. This person has 5.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-09-03 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-18 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-18 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-18 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Man Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwong Yat Tsang | Luen Hing Securities Limited | 2003–2008 |
| Winnie Sau Chun Cheung | Luen Hing Securities Limited | 2003–2008 |
| Hong Ping Chow | Luen Hing Securities Limited | 2003–2008 |
| Wing Chan | Luen Hing Securities Limited | 2003–2008 |
| Fong Fun Shum | Luen Hing Securities Limited | 2003–2008 |
| Albert Sai Man Shum | Luen Hing Securities Limited | 2003–2008 |
| Yuen Ming Shum | Luen Hing Securities Limited | 2003–2008 |
| Chung Nin Wong | Luen Hing Securities Limited | 2003–2008 |
| William Chi Hang Wong | Luen Hing Securities Limited | 2007–2008 |