Kwong Yat Tsang
曾廣一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yat Tsang (曾廣一), a licensed Representative with CE reference AAG674. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-15 | 2017-02-12 |
| Luen Hing Securities Limited 聯興證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-03-31 |
| Luen Hing Securities Limited 聯興證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-12 |
| Luen Hing Securities Limited 聯興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| Luen Hing Securities Limited 聯興證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-12 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yat Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hong Ping Chow | Luen Hing Securities Limited | 2003–2014 |
| Wing Chan | Luen Hing Securities Limited | 2003–2014 |
| Fong Fun Shum | Luen Hing Securities Limited | 2003–2014 |
| Albert Sai Man Shum | Luen Hing Securities Limited | 2003–2014 |
| Yuen Ming Shum | Luen Hing Securities Limited | 2003–2014 |
| Winnie Sau Chun Cheung | Luen Hing Securities Limited | 2003–2014 |
| Chung Nin Wong | Luen Hing Securities Limited | 2003–2009 |
| Ping Man Shum | Luen Hing Securities Limited | 2003–2008 |
| William Chi Hang Wong | Luen Hing Securities Limited | 2007–2014 |