Albert Sai Man Shum
沈世文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Sai Man Shum (沈世文), a licensed former licensee with CE reference AAG672. This person has 11.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-03-31 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-29 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Albert Sai Man Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwong Yat Tsang | Luen Hing Securities Limited | 2003–2014 |
| Hong Ping Chow | Luen Hing Securities Limited | 2003–2014 |
| Wing Chan | Luen Hing Securities Limited | 2003–2014 |
| Fong Fun Shum | Luen Hing Securities Limited | 2003–2014 |
| Yuen Ming Shum | Luen Hing Securities Limited | 2003–2014 |
| Winnie Sau Chun Cheung | Luen Hing Securities Limited | 2003–2014 |
| Chung Nin Wong | Luen Hing Securities Limited | 2003–2009 |
| Ping Man Shum | Luen Hing Securities Limited | 2003–2008 |
| William Chi Hang Wong | Luen Hing Securities Limited | 2007–2014 |