Allen Yau Nam Cham
湛祐楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yau Nam Cham (湛祐楠), a licensed former licensee with CE reference AAG177. This person has 6.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-08-31 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-01-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-26 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Allen Yau Nam Cham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.